Sanctions

KYC checks

UK sanctions strike Russia’s war machine: Implications for AML compliance

In a decisive strike announced this morning, the UK intensified its sanctions against Russia, focusing on cutting off crucial supplies to Moscow’s military efforts in Ukraine and its influence operations in Africa. In a press release issued by the Foreign, … Read More

Economic sanctions

Starling Bank’s £28.9m wake-up call: Lessons for compliance teams

This week, the FCA imposed a near £30m fine on Starling Bank for what it described as ‘shockingly lax’ financial crime controls that left the bank vulnerable to criminal activity. The UK-based digital challenger bank launched in 2016 and quickly … Read More

SRA sanctions

Navigating sanctions and SRA advice: a guide for law firms

This article will provide a detailed overview of the SRA’s stance on complying with sanctions, sharing guidance on adhering to regulatory requirements, and helpful information about how to conduct client identification and screening.  … Read More

sanctions transcript

Enhance business compliance with effective sanctions screening

In today’s business environment, compliance with sanctions regulations is paramount for organisations across regulated industries. Sanctions screening, a process aimed at identifying and mitigating potential risks associated with conducting business with sanctioned individuals, entities, or countries, is a crucial component … Read More

sanction list

Navigating the complexities: solving the top challenges in sanctions screening

In today’s globalised economy, sanctions screening has become a critical component of compliance for financial institutions and businesses across various sectors. The primary objective of sanctions screening is to prevent transactions with individuals, entities, or countries that are subject to … Read More

sanction screening

Tackling global financial crime: the role of sanction screening in modern AML frameworks

At the heart of AML efforts is sanction screening. But what are sanctions, and why is screening for them so crucial? … Read More

sanctions transcript

Wired-In webinar: Navigating the global sanctions landscape in 2023

In a thought-provoking Wired-In webinar, we explored how to navigate the ever-changing global sanctions landscape in 2023. … Read More

Economic sanctions

What are sanctions and what do they mean for compliance?

As of April 2023, the UK government lists over 16,000 economic sanctions on individuals and entities. The type of economic sanction imposed can vary from assets being frozen, travel bans, trade embargoes, and financial restrictions. … Read More

Wells Fargo Sanctions Violations

Wells Fargo sanctions violations: key learnings for compliance

At the end of last month, Wells Fargo was slapped with a near $100m fine for its role in helping a foreign bank skirt US sanctions on more than half a billion dollars of transactions.  … Read More

What PEPs and sanctions checks are mandatory in the UK?

What PEPs and sanctions checks are mandatory in the UK?

Politically Exposed Persons (PEPs) and sanctioned individuals, entities or nations are two critical areas of compliance for regulated firms.  As part of their obligations in the prevention of money laundering, terrorist financing and other forms of financial crime, firms must … Read More