As part of our ‘State of Compliance’ research project, we collected data from interviews with almost 50 compliance professionals across more than a dozen industries to discover what the future of compliance looks like. … Read More
Regulatory Compliance
Potential obstacles and compliance challenges in 2023
As part of our ‘State of Compliance’ research project, we collected data from interviews with almost 50 compliance professionals across more than a dozen industries to find out the compliance challenges that teams are bracing for in 2023. The challenges … Read More
Emerging trends and priorities in compliance in 2023 and beyond
With 2023 expected to bring heightened economic, regulatory and social uncertainty, we uncovered the priorities in compliance for 2023. … Read More
Using an anti-money laundering solution to identify and prevent financial crime
Using an anti-money laundering solution has fast become a key part of the compliance professional’s toolkit when performing customer due diligence. … Read More
Managing regulatory compliance in the people services sector
Managing regulatory compliance in people services, with particular reference to recruitment and hospitality. … Read More
Managing compliance in the professional services sector
In the current regulatory environment, the pressure appears, on the face of it, to be targeted towards financial service firms. But that’s not what’s going on under the radar. Managing compliance in the professional services sector is equally difficult. … Read More
How to develop a compliance strategy that improves decision-making
Compliance is often seen as the ‘demon’ within regulated entities – the department that stops you doing things, costs a lot of budget, doesn’t produce anything and was imposed on you by the regulators! Well, if that is still the … Read More
Managing AML compliance in the property sector
Laundering money through property is a major problem. To avoid censure, fines and sanctions, property firms must have a robust risk assessment in place. They must have adequate processes to identify fraudulent activity, if the regulators come knocking. … Read More
Managing compliance in the financial services sector
There has been a continuous flow of publicity about huge fines levied by the FCA. These have mostly been against banks, for breaches of their anti-money laundering (AML) responsibilities. Some are for data breaches, whilst others relate to anti-money laundering … Read More
8 compliance trends and predictions for 2023
The last few years have been difficult to predict when it comes to looking at compliance trends. From the fallout of the pandemic and Brexit, to the war in Ukraine; it has been a tumultuous time for regulated businesses. What’s … Read More