In this article, we take a look at the key steps to successful AML for estate agents to ensure compliance with regulations in the market. … Read More
Author Archives: Natalie Davies
From compliance to confidence: Building digital trust in AML programmes
This article provides insights on how AML programmes can help financial services firms to effectively navigate the digital landscape and instil trust in their compliance processes. … Read More
What is KYC in crypto and why is it important?
KYC, or Know Your Customer, is a process that involves verifying the identity of customers or users before providing them with access to certain financial services or products, such as opening a bank account or using cryptocurrency platforms. KYC processes … Read More
The FCA’s Business Plan 2023: a deep-dive into commitments, themes and metrics
This guide examines the FCA Business Plan’s key commitments, metrics, and focus areas, and its potential impact on regulated firms. … Read More
Wired-In webinar: FCA Business Plan 2023/24: What does it mean for compliance?
In a thought-provoking session, we examined the regulatory context of the the FCA’s Business Plan and provided insight for compliance teams. … Read More
AML for estate agents: 4 compliance challenges and their impact on customer experience
This article explores the top four AML compliance challenges faced by estate agents in the UK and discusses the implications for customers. … Read More
Understanding key risk indicators (KRIs) in money laundering: identifying red flags
In this article, we explore KRIs commonly employed to detect money laundering and the importance of their implementation in AML frameworks. … Read More
The far-reaching repercussions of non-compliance with AML and KYB regulations
Failure to comply with AML and KYC regulations can have severe consequences. In this article, we explore the repercussions of non-compliance. … Read More
Money20/20: Key takeaways and insights from day 3
As the curtains close on yet another year of conversations, connections and networking with the very best in the financial industry, we take a look back at the key takeaways from the final day of the best fintech show around. … Read More
Money20/20: Key takeaways and insights from day 2
As the second day of this year’s Money20/20 draws to a close, we’re reflecting on another amazing day of keynotes, panel discussions and networking. As our team dons their finery ready for this evening’s Money Street Fest, we take a look back at a couple of our top takeaways from today’s sessions. … Read More